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Compliance Officer Jobs in New York

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187 Jobs Found | 1 - 20 displayed
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Date Location Job Title
Oct 17,19 USA-NY-New York City
JPMorgan Chase & Co,

Multi-Asset Solutions, Asset Management compliance Director - Executive Director Responsibilities:... a team of three compliance professionals while providing compliance support to: Solutions—AM Multi-Asset... the CCO on various compliance matters, including strategic initiatives compliance

Oct 13,19 USA-NY-New York City
Pfizer Inc

serve as the primary compliance advisor to provide proactive... will also support the compliance Division's Risk Assessment initiatives. The... a broad-based expertise in compliance a high-level of business... with other functions within compliance (e.g., Risk Assessment, Monitoring,... Compliance)...

Oct 13,19 USA-NY-New York City
Cadwalader, Wickersham & Taft ...

General Counsel (conflicts and compliance) Responsibilities: Work closely with the... letters, and waivers, and compliance issues associated with new... business intake. Provide support for attorneys in drafting, renewing and negotiating engagement...

Oct 16,2019 USA-NY-New York City

Legal and Compliance Senior Bankruptcy Paralegal
The candidate will manage processes and prepare documents required for retention in Chapter 11 matters; assist with getting such retention approved in Bankruptcy matters; Prepare, manage and develop engagement letters related to turnaround and restru

Oct 15,2019 USA-NY-Garden City

Legal Administrative Assistant
The candidate will handle calls and inquiries in an accurate and timely manner. Handles confidential information. Ability to train others on immediate work group functions. Makes basic decisions within established procedures under supervision. Enters and manages data,

Oct 17,2019 USA-NY-New York City

Fund Paralegal ? Mutual Funds
The candidate will provide support to attorneys and business personnel who advise and support the firm?s mutual funds (open-end, closed-end and sub-advised funds). Primary responsibilities will include maintaining and updating disclosure documents for the funds with th

Oct 14,2019 USA-NY-New York City

Legal And Compliance Analyst
The candidate responsibilities will include: Provide administrative support of the Integra compliance plan, managing quarterly meetings, reports and Integra?s Quality program. Research and advise on compliance issues, in particular for credentialing and network relation

Oct 19,2019 USA-NY-New York City

Corporate Paralegal
The candidate will report to Prime Clerk?s General Counsel, working closely with the General Counsel as well as with other members of Prime Clerk?s team to support Prime Clerk?s legal function. Should be a proactive and meticulous critical thinker with excellent organizational a

Oct 17,2019 USA-NY-New York City

Legal & Compliance - Paralegal
Responsibilities: Assist in managing the Chief Compliance Officer?s workflow; includes developing a working knowledge of matters and participants. It also includes proactively following up on pending items and/or continuous progress. Manage the workflows and documents

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